Sophisticated Investor Questionnaire

Sophisticated Investor Questionnaire
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Is the financial product or financial service to be provided for use in connection with a business?
What are the risks of trading leveraged products?
You decide to buy AUD $10,000 of AUDUSD at 0.74000. A few weeks later the sell price stands at 0.72000. If you close your position at 0.72000, how much profit/loss will you make in USD (not counting any charges or commission payments)?
Which of the following scenarios would require you to fund your account?
Where would you place a stop loss (SL) for a buy (long) trade?
What are swaps?
When trading CFD shares on margin, which of the following statements are correct?
What is the term used when a trade executes at a worse price than your stop order has specified?
You hold 2oz long (buy) position in gold and the market mid-price is currently $1,800. If the margin requirement for this trade is 5%, what is the total margin required for this trade?
You hold a long (buy) CFD position with a stop loss order in place for 13,750. The price gaps from 13,760 to 13,740, what price is the stop loss order executed at?
What is a pending order?

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OTC derivatives are leveraged products that carry a high level of risk to your capital.

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